マーケット
オルタナ四半期レポート:逆風と追い風 — 今後の展開を見据えてブルックフィールドのマネージング・ディレクターで、プライベート・ウェルス・グループの登録ファンド法務・規制チームの責任者。各国・地域の規制制度に基づき登録された合同運用ビークルに関する法務、規制およびコンプライアンス業務を統括する。
2022年にブルックフィールドへ入社する前は、アリアンツ・グローバル・インベスターズU.S. LLCにおいて、アソシエイト・ゼネラル・カウンセル兼米国登録ファンド・規制法務チーム責任者を務めたほか、K&Lゲイツ法律事務所の投資運用プラクティス・グループで弁護士として勤務、米国証券取引委員会(SEC)投資運用部門でカウンセルとして活躍。
ワシントン大学セントルイス校ロースクールで法務博士号を取得、ヴァンダービルト大学で文学士号を取得。
This website contains important legal and general information on Brookfield Private Wealth and its investment affiliates. This website is not directed at any jurisdiction and is not intended for any use that would be contrary to local law or regulation.
The products described on this website have not been registered under the United States Securities Act of 1933, and are not offered and may not be sold in the United States or to U.S. citizens and residents.
This website is for information purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security that may be referenced on or through this website in which such an offer, solicitation or distribution would be unlawful or in which the person making such offer or solicitation is not qualified to do so or to anyone to whom it is unlawful to make such offer or solicitation. Nor does this website constitute an offering or recommendation by Brookfield Private Wealth or any of its affiliates described herein of any security, investment management service, or advisory service.
No investment advice, tax advice, or legal advice is provided through this website, and you agree that this website will not be used by you for these purposes. No representation is given that the securities, products, or services discussed on or accessible through, this website are suitable for any particular investor. Products and services may not be available to certain investors. All investments involve risk.
Please refer to our registration matrix to identify where our Funds are available.